Vaga de Compliance Officer, Assistant Vice President
1 vaga: | Publicada em 11/05
- A Combinar
Sobre a vaga
The position is for a self-motivated Compliance Officer., AVP, with technical
aptitude providing regulatory and financial crime compliance support as part of
the Global Compliance team. The successful candidate will play a fundamental role
in handling a wide variety of compliance-related matters, including working
closely with the Chief Compliance Officer (CCO) in São Paulo, Brazil, in
designing and implementing global and local compliance processes, policies and
procedures, including executing compliance risk assessments and reporting
compliance health to the appropriate governing bodies. This role can be performed
in a hybrid model, where you can balance work from home and office (4 days in
office, 1 day work from home) to match your needs and role requirements.
Why this role is important to us
State Street Bank and Trust (SSBT) engages in a variety of investment servicing
activities in Latin America and the Caribbean (LatAm) including foreign exchange
markets on a principal basis in State Street Banco Commercial in Brazil (SSBC).
The Compliance department is part of the Global Compliance division - and
responsible for the oversight of SSBT and SSBC businesses.
The team you will be joining plays an important role in the overall success of the
organization. Across the globe, institutional investors rely on us to help them
manage risk, respond to challenges, and drive performance and profitability. To
make that happen we need teams like yours to help navigate employees and the
organization as a whole. In your role you will strive for cutting-edge solutions,
that are straightforward and scalable. You will help us build resilience and
execute day to day deliverables at our best. Join us if making your mark in the
financial services industry from day one is a challenge you are up for.
What you will be responsible for
As LatAm and Caribbean Compliance Officer, AVP, you will
Support CCO and Global Investment Servicing Compliance in executing compliance
framework to ensure SSBT meets its legal and regulatory obligations in LatAm,
including program health assessments, internal controls and governance reporting
Escalate to CCO and Global Investment Servicing Compliance and monitor product
launches and/or changes in business models in SSBT to ensure that local regulatory
programs reflect such developments and their accompanying legal requirements
Provide additional support with the AML and KYC compliance organization as well
other solutions as appropriate
Help foster a positive culture of compliance by working proactively with the
Business, Operations, Risk and Controls functions, and other Compliance
professionals to ensure that best practices and systems are in place to facilitate
SSBT business growth and the overall success in accordance with applicable laws,
rules, regulations and internal policy
Provide project management support on compliance-related projects and initiatives,
as requested, to ensure they progress toward a common goal in alignment with
agreed timelines
What we value
These skills will help you succeed in this role
Interpersonal, organizational, communications, analytical and project management
skills
Ability to work efficiently and independently in a fast-paced environment
Fluency in English, Spanish and Portuguese
Education & Preferred Qualifications
2-5 years of experience with Regulatory Compliance in the region (Latin America
and the Caribbean)
Bachelor's degree in business, finance, law (or related field) or equivalent
experience
Understanding of securities services, products and operations and associated laws,
regulations and regulatory agencies related to assigned areas
Comfort in interpreting legal guidance (with the support of the Legal team) and
turning these into operational policies and solutions
Experience executing on compliance, risk & anti money laundering controls
initiatives
An effective and relatable "culture of compliance" mentality
Advanced Microsoft Office Skills
Are you the right candidate? Yes!
We truly believe in the power that comes from the diverse backgrounds and
experiences our employees bring with them. Although each vacancy details what we
are looking for, we don't necessarily need you to fulfil all of them when
applying. If you like change and innovation, seek to see the bigger picture, make
data driven decisions and are a good team player, you could be a great fit.
About State Street
What we do. State Street is one of the largest custodian banks, asset managers and
asset intelligence companies in the world. From technology to product innovation,
we're making our mark on the financial services industry. For more than two
centuries, we've been helping our clients safeguard and steward the investments of
millions of people. We provide investment servicing, data & analytics, investment
research & trading and investment management to institutional clients.
Work, Live and Grow. We make all efforts to create a great work environment. Our
benefits packages are competitive and comprehensive. Details vary by location, but
you may expect generous medical care, insurance and savings plans, among other
perks. You'll have access to flexible Work Programs to help you match your needs.
And our wealth of development programs and educational support will help you reach
your full potential.
Inclusion, Diversity and Social Responsibility. We truly believe our employees'
diverse backgrounds, experiences and perspectives are a powerful contributor to
creating an inclusive environment where everyone can thrive and reach their
maximum potential while adding value to both our organization and our clients. We
warmly welcome candidates of diverse origin, background, ability, age, sexual
orientation, gender identity and personality. Another fundamental value at State
Street is active engagement with our communities around the world, both as a
partner and a leader. You will have tools to help balance your professional and
personal life, paid volunteer days, matching gift programs and access to employee
networks that help you stay connected to what matters to you.
State Street is an equal opportunity and affirmative action employer.
Discover more at StateStreet.com/careers